Legal Assistant
Position Summary Expectations - Duties, Responsibilities
Location: Canadia Tower, 15th Floor
Job Scope:
The incumbent will be responsible for the followings:
- Work closely with relevant regulators and/or key players within or outside securities industries such as the SECC, Cambodia Stocks Exchange (CSX) and so on.
- Assist the Compliance Manager to ensure full compliance with regulators of securities industry and other related regulations, to promote and to nurture compliance culture and working environments within the firm.
- Involve in developing, implementing, reviewing, updating and/or advising of all compliance matters such as legal policies, procedures, checklist, memos.
- Develop and ensure effective implementation of compliance policies
- Review and advise on drafted legal or compliance documents of other unit departments
- Update applicable law and regulatory requirements to the business needs and staff concerned
- Prepare and conduct training and refresher programs regarding compliance and regulatory policies
- Liaise between the firm and external regulator such as SECC, CSX, NBC, Lawyers and other authorities
- Assist in the investigation of violations or suspected violation of regulations , policies and procedures
- Ensure accurately and time reports to the SECC, CSX, NBC and/or other required authorities
- Other assigned tasks.
- Bachelor in Law (Year 3 or Year 4 student is also accepted)
- Having knowledge in securities sector and anti-money laundering is a plus.
- Strong networking with governmental agencies/institutions or other legal firms is an advantage
- Excellent researching, communication and presentation skills.
